Regulatory Compliance officer


01-02-2019

Over onze client

A global trade firm

Omschrijving

Interpreting regulatory topics at the most technical level
Providing advice on national laws, regulations, exchange rules and specific topics such as transaction and trade reporting, AML and sanctions, market behaviour and foreign investor protection regimes
Meeting regulators and responding to regulatory inquiries
Reviewing and advising on business initiatives as well as related technological solutions
Drafting and designing policies and processes
Coordinating regulatory change projects and compliance risk assessments
Providing occasional trainings on regulatory matters
Participating in industry and legislative consultations.

Gezocht profiel

A Master’s degree in law or equivalent degree with relevant professional qualifications
3-8 years working experience from a financial institution, law firm, regulator, FinTech or RegTech
Understanding of financial markets and trading concepts
Interest and good grasp of technological concepts
Experience with MiFID II, MAD/R, EMIR and transaction reporting will be advantageous
Excellent written and verbal communication skills in English.


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